Ethics and Discipline


Citizens have a right to expect a high level of professional service from their lawyers. In Missouri, lawyers have a code of ethics that guides their practice. These standards are set out in rules promulgated by the Supreme Court of Missouri. The Supreme Court also has an advisory committee that may issue formal opinions under Rule 5.03.

 

When lawyers fail to meet the ethical standard, they are subject to disciplinary action. The Supreme Court of Missouri manages the state's lawyer discipline system through its Office of Chief Disciplinary Counsel. A lawyer accused of professional misconduct may request a hearing to be held before a disciplinary hearing panel made up of two lawyers and one lay person. If a panel finds, by a preponderance of the evidence, that the lawyer is guilty of misconduct, the panel makes findings of fact, conclusions of law and recommendations for discipline, which then are filed in the Supreme Court. It is the responsibility of the Supreme Court to determine any discipline to be taken against the lawyer. Pursuant to Supreme Court Rule 5.31, disciplinary hearings are open to the public. Information about disciplinary hearings pending are available from the legal ethics counsel's website.

Complaints concerning alleged misconduct of judges and judicial commission members – and requests for the retirement of judges because of disability – are handled by the Commission on Retirement, Removal and Discipline.


Supreme Court Disciplinary Actions


The Supreme Court of Missouri imposes discipline against attorneys by order or opinion in the form of reprimands, suspensions (with or without probation) and disbarments. The Court’s decision whether to impose discipline and what discipline to impose is not bound by any agreement made by the parties as to the discipline they believe should be imposed. This Court may agree to the discipline the parties suggest, or it may impose a greater or lesser discipline depending on the facts of a particular case. The Court will place all of its orders and opinions imposing discipline on the Web site.

Some cases are resolved without coming before this Court, by means such as diversions, substance abuse interventions, admonitions, fee dispute resolutions or other informal resolutions that are worked out by the parties and are designed to assist the lawyer and resolve minor disputes with clients. These are not referred to the Court, and the Court does not issue orders or opinions in such cases.

The Supreme Court's disciplinary orders and opinions, dating back to January 1, 2006, are available online. The Court's group orders pursuant to Rule 5.245 suspending attorneys for tax issues are available online dating back to January 1, 2011. 


SUPREME COURT DISCIPLINARY ORDERS AND OPINIONS

Disbarments

Adams, Philip E. - Disbarment 02-07-06

Allen, Michael Robert - Default Disbarment 11-21-08

Andre, Patrick F. - Disbarment 05-02-06

Baca, Cesar A. - Disbarment 10-26-10

Balzer, Roland N. - Default Disbarment 05-05-08

Baldwin, James E. - Disbarment 03-04-11

Barker, Ronald K. - Disbarment 01-31-2012

Battern, Timothy H. - Default Disbarment 11-15-06

Bauer, Larry Michael - Disbarment 06-16-11

Beeman, Patrick D. - Disbarment 11-09-07

Black, Todd - Disbarment 10-04-11

Bratten, Steven J. - Default Disbarment 03-08-06

Braun, Marc W. - Disbarment 06-24-13

Brookreson, Michael K. - Disbarment 06-07-10

Brown, Mark Steven - Disbarment 09-28-09

Brown, Norvel E. Jr. - Disbarment 07-05-07

Buerkle, Joe T. - Disbarment 08-14-09

Carter, Frank N. Jr. - Disbarment 01-09-09

Cash, John E. - Disbarment 03-31-06

Champagne, Lyell H. - Default Disbarment 12-24-08

Church, Dana N. - Default Disbarment 01-18-06

Clampitt, James A. - Disbarment 05-17-13

Cohen, Alan S. - Disbarment 02-26-10

Collier, Garrett C. - Disbarment 12-18-12

Cook, Robert M. - Disbarment 02-07-14

Coon, Eugene Edward Jr. - Default Disbarment 09-15-09

Cooper, Nathan D. - Disbarment 01-07-08

Craig, Sandra L. - Default Disbarment 05-11-10

Crosby, William K. - Disbarment 07-27-06

Davis, Carleton Wayne Keith - Disbarment 09-06-06

Davis, Stephen G. - Disbarment 08-30-11

Day, Neysa - Disbarment 11-09-09

Day, William Bruce - Default Disbarment 09-02-11

Desselle, Harley Kent - Disbarment 04-17-09

Dickhaus, Karl W. - Default Disbarment 03-11-09

Docherty, Scott Rockefeller - Default Disbarment 08-02-06

Dods, John Clayton - Default Disbarment 12-08-08

Donnelly, Christine M. - Disbarment 01-11-06

Edwards, Daryle Anthony - Disbarment 02-28-11

Ehler, Renae - Disbarment 08-31-10

Evans, Stephen B. - Disbarment 08-06-13

Fabbri, Frank R. III - Disbarment 11-20-07

Feldman, Harvey I. - Disbarment 05-29-12

Fischer, Richard William - Default Disbarment 11-12-10

Foster, Janell R. - Disbarment 06-04-09

Fox, G. Richard - Disbarment 06-10-10

Fritz, Richard R. - Default Disbarment 03-25-14

Gartenberg, Steven P. - Disbarment 05-18-12

Genova, Leslie Ann - Disbarment 03-25-09

Gibert, Kenneth H. - Default Disbarment 06-22-09

Grecco, Frances Eleanor - Default Disbarment 05-11-10

Hambrick, John C. Jr. - Disbarment 02-27-07

Harden, John Wesley - Default Disbarment 06-01-11

Harpster, Dawn R. - Disbarment 11-06-08

Helder, Jan P. Jr. - Disbarment 02-27-07

Hodge, W. Christopher. - Disbarment 11-20-12

Hopkins, Mary K. - Disbarment 05-06-08

Howell, William Craig - Reciprocal Disbarment 01-07-11

Hudspeth, George E., Jr. - Default Disbarment 08-01-06

Huser, Jeffery H. - Default Disbarment 11-06-07

Jackson, Paul R. - Default Disbarment 01-08-14

Jaco, Wendell Geary - Disbarment 08-24-06

Kaelke, Leroy Wayne - Default Disbarment 08-29-06

Kaludis, Stephen G. - Disbarment 03-20-09

Kellett, Timothy K. - Disbarment 04-23-14

Kennard, Carlton Wade - Default Disbarment 12-08-08

Kidwell, Paul A. - Disbarment 01-10-14

King, Paul Scott Jr. - Disbarment 06-24-08

Kuster, Michael J. - Default Disbarment 03-06-08

LaTourette, Brainerd W. III - Default Disbarment 07-03-07

Lawrence, Michael Ira - Disbarment 10-30-07

Lawson, Michael S. - Default Disbarment 02-04-09

Levin, Stephen A. - Disbarment 11-17-06

Logan, Samuel Price - Disbarment 08-26-11

Lopez, Maria Teresa - Reciprocal Disbarment 02-16-11

Lovelace, Dale E. - Disbarment 07-16-10

Lowery, Martha Lynn - Default Disbarment 10-31-11

Majors, Steven T. - Disbarment 02-25-14

Manring, John - Disbarment 01-21-11

Markowitz, Daniel J. - Default Disbarment 06-04-08

Martin, Frederick W. III - Disbarment 04-15-08

Masterson, Joseph P. - Default Disbarment 06-06-14

McEvoy, James S. - Default Disbarment 02-02-12

McGoogan, Shane A. - Disbarment 07-24-12

McGreevy, Jacqueline K. - Default Disbarment 08-01-06

McKee, Jonathan Dewitt - Default Disbarment 02-16-11

McKinsey, Brian C. - Disbarment 01-31-06

McShane, Brandy M. - Default Disbarment 02-13-08

Merryman, William R. - Disbarment 10-29-10

Milzark, Eugene R. - Disbarment 03-19-13

Mohs, Daniel L. - Disbarment 09-26-06

Moore, Matthew J. - Disbarment 12-21-10

Myles, Lucille R. - Default Disbarment 06-20-13

Neal, Deborah A. - Disbarment 03-08-06

Nelson Crow, Cherie - Default Disbarment 04-28-09

O'Sullivan, Timothy - Default Disbarment 08-19-10

Olson, Edwin J. - Default Disbarment 02-02-12

Ortmann, Philip W. - Default Disbarment 06-20-14

Oswald, Thomas R. Jr. - Disbarment 05-10-10

Partee, Ronald E. - Disbarment 04-30-13

Pawloski, John Francis - Reciprocal Disbarment 07-07-10

Peel, Gary E. - Disbarment 04-18-11

Pennoyer, James Esten - Default Disbarment 10-23-09

Phillips, Anthony Lee - Disbarment 06-25-10

Polk, Charles E., Jr. - Disbarment 09-19-06

Poston, Sam E. - Disbarment 09-25-06

Price, John E. - Default Disbarment 02-27-06

Ratliff-Connor, Lynise M. - Default Disbarment 05-03-07

Redman, Yi-Ling - Disbarment 10-17-08

Rives, W. Steven - Disbarment 05-28-14

Romious, D. Carlos - Reciprocal Disbarment 01-18-11

Ruffin-Hudson, Linda C. - Default Disbarment 05-12-06

Rukcic, Shirley - Disbarment 08-29-06

Schuetz, James A. - Default Disbarment 02-02-12

Selby, Michael Lee - Default Disbarment 04-28-08

Shepard, Jerry Hudson Jr. - Disbarment 05-29-07

Shklar, Mark A. - Disbarment 12-23-08

Simon, Bruce W. - Disbarment 03-06-12

Sinclair, Susan Wintermute - Disbarment 06-30-06

Sipes, Laura - Default Disbarment 05-29-07

Smith, Carl Elvin - Disbarment 10-04-11

Smith, Heather R. - Disbarment 04-29-14

Smith, Roderick E. - Disbarment 05-29-07

Smith, Terrance C. - Default Disbarment 07-20-12

Sotier, Raymond O. - Default Disbarment 08-08-14

Spence, Susan F. - Default Disbarment 02-06-08

Stanley, James F. - Reciprocal Disbarment 05-19-11

Stephenson, Kevin K. - Disbarment 08-28-13

Stoffregen, Michael C. - Disbarment 02-04-14

Sullivan, Thomas B. III - Disbarment 08-14-07

Sutton, Leon M., Sr. - Disbarment 05-30-06

Swensen, Michael F. - Reciprocal Disbarment 03-25-08

Taft, George - Default Disbarment 03-22-11

Taylor, David Leslie - Default Disbarment 05-11-10

Tluscik, Russell E. - Default Disbarment 09-12-08

Tolen, Eric T. - Disbarment 06-02-10

Tolin, Josh P. - Disbarment 04-11-06

Truesdale, Bruce H. - Disbarment 07-20-06

Unger, Jeffrey L. - Default Disbarment 06-10-14

VanMeter, Jonathan T. - Disbarment 09-30-08

Washburn, Scott A. - Default Disbarment 03-31-08

Wilkinson, Donald Ray - Default Disbarment 03-12-07

Wirken, James C. - Disbarment 11-02-12

Witt, Jeffrey M. - Default Disbarment 06-06-14

Wittner, Howard A. - Disbarment 10-01-13

Wynne, George - Disbarment 07-23-09

Yarbrough, John T. - Disbarment 12-20-11

Young, Christopher M. - Default Disbarment 07-14-06

Zepp, Dale D. - Disbarment 09-12-06

Ziegler, James Michael - Default Disbarment 01-06-10


Suspensions

Attorneys suspended for tax issues - 01-12-11

Attorneys suspended for tax issues - 03-05-12

Attorneys suspended for tax issues - 02-04-13

Attorneys suspended for tax issues 01-14-14

Affholter, Eric S. - Interim Suspension 09-21-07

Affholter, Eric S. - Suspension 11-20-07

Alderfer, William Kenneth - Suspension 08-15-08

Allan, John J. - Suspension Stayed with Probation 11-23-09

Allan, John J. - Suspension 09-25-12

Annamalai, Angayurkanni - Suspension 05-01-07

Baldwin, James E. - Interim Suspension 06-14-10

Barry, James P. - Reciprocal Suspension 03-31-09

Barton, James P. - Suspension 03-06-12

Bauer, Larry Michael - Interim Suspension 06-08-10

Beeman, Patrick D. - Interim Suspension 06-06-07

Belz, Mark - Suspension 07-15-08

Blackwell, Robert M. - Suspension 08-02-13

Bluebaum, Anissa F. Whittle - Suspension Stayed with Probation 03-25-14

Blum, Michael W. - Suspension Stayed with Probation 09-01-09

Briegel, Daniel J. - Suspension Stayed with Probation 05-29-12

Broadus, Valencia - Suspension 02-26-10

Brooks, Philip - Suspension Stayed 01-31-06

Buie, David R. - Interim Suspension 06-17-10

Butler, Patrick S. - Suspension Stayed with Probation 09-25-12

Cappiello, Robert A. - Interim Suspension 11-15-10

Carnes, Thomas R. - Stayed Suspension with Probation 06-01-11

Carter, Nicholas B. - Suspension stayed with Probation 11-26-13

Christiansen, Amy Marie - Interim Suspension 10-25-11

Clampitt, James A. - Suspension 03-14-13

Coatney, Lisa Dawn - Suspension 10-04-11

Coleman, Larry D. - Suspension Stayed with Probation 09-15-09

Conard, Frank A. - Suspension stayed with probation 11-26-13

Cooper, Nathan D. - Interim Suspension 08-17-07

Cox, Robert A. - Suspension 09-15-06

Cummings, Henry W. - Suspension 06-04-08

Dade, Roger J. - Suspension Stayed with Probation 10-01-13

Dalton, David - Suspension 03-06-08

Dalton, David - Modification to Suspension, Suspension Stayed 12-16-08

Daniels, James Lee - Reciprocal Suspension 09-04-07

Daugherty, Troy L. - Reciprocal Suspension 05-29-07

Davis, C. John - Suspension 05-01-12

Davis, F. Patrick - Suspension Stayed with Probation 04-21-10

Day, Neysa - Interim Suspension 06-22-09

Depew, Chauncey M. - Reciprocal Suspension 12-03-10

Desselle, Robert L. - Suspension 05-29-07

Desselle, Harley Kent - Amended Interim Suspension 12-22-08

Devkota, Tarak A. - Suspension Stayed with Probation 10-04-11

Dickhaus, Karl W. - Suspension Stayed 12-19-06

Dickhaus, Karl W. - Suspension 07-21-08

Dill, Susan L. - Reinstatement After Tax Issue 07-08-11

Dotson, Celestine - Suspension Stayed with Probation 01-29-13

Dowell, Douglas W. - Reciprocal Suspension 02-11-09

Ducey, Cornelius T. Jr. - Reciprocal Suspension 01-08-08

Dunne, Gerald Michael -Suspension 05-13-10

Earnshaw-Hobbs, Catherine - Suspension 03-25-14

Edwards, Bernard F. - Suspension Stayed with Probation 01-31-12

England, William S. - Suspension Stayed with Probation 09-21-10

England, William S. - Suspension 09-25-12

Evans, Stephen B. - Suspension 03-09-12

Fingal-Griffin, Christi S. - Suspension 05-29-07

Fisher, Thomas Michael - Suspension 09-30-08

Fleming, Lawrence Joseph - Suspension Stayed 06-28-11

Fletcher, Michael R. - Suspension 08-11-06

Fluhr, Aurora Mozelle - Suspension 03-02-10

Forck, Nathan J. - Suspension 12-07-07

Fox, George Richard - Interim Suspension 03-23-10

Frahm, Charles T. - Suspension with Probation 03-31-09

Gackle, Thomas E. - Suspension 02-01-06

Gage, John B. - Interim Suspension 02-11-09

Gartenberg, Steven Peter - Interim Suspension 03-22-10, amended 03-31-10

Gentry, William Michael - Suspension 06-22-10

Goldblatt, Steven - Interim Suspension 09-22-11

Gottlieb, Adrienne Gay - Probation Revocation and Suspension 03-06-07

Griesedieck, Edward J. III. - Suspension 07-03-12

Griesedieck, Edward J. III. - Suspension 01-29-13

Hahn, James W. II - Interim Suspension 01-13-06

Hahn, James W. II - Suspension 11-21-06

Haley, Lance M. - Suspension 01-30-07

Harney, Dennis James - Suspension with Probation 05-30-06

Harris, Sherri L. - Suspension Stayed with Probation 12-04-09

Harry, Venus V. - Suspension Stayed with Probation 01-31-12

Harvath, Gerald J. - Suspension with Probation 11-12-09

Helder, Jan P. Jr. - Interim Suspension 10-30-06

Henry, Susan L. - Suspension Stayed with Probation 02-13-09

Hicks, James R - Suspension with Probation 08-21-07

Hoskins, Ronald G. Jr. - Suspension 12-14-07

Hutson, Eric - Suspension 07-30-12

Hyder, Gregg T. - Suspension 06-24-11

Jamison, Kevin L. - Suspension Stayed with Probation 08-03-12

Jarman, Linda F. - Suspension Stayed with Probation 11-17-09

Jarman, Linda F. - Suspension after Probation Revocation 12-19-13

Jenkins, Stephen A. - Suspension 09-16-11

Johns, Jeffrey M. - Suspension Stayed with Probation 04-29-14

Johnson Jr, Darryl B. - Suspension 03-25-14

Johnson, David H. - Suspension with Probation 02-01-08

Kaiser, Charles B. III - Suspension 08-21-07

Kieler, Benjamin - Reciprocal Suspension 08-20-10

King, Roy Jr. - Suspension Stayed 12-16-08

Koenig, Michael - Suspension Stayed 10-25-11

Kuster, Michael J. - Suspension with Probation 11-13-08

Lawrence, Michael Ira, Sr. - Interim Suspension 07-14-06

Lawson, Michael S. - Suspension 01-02-08

Lovelace, Dale E. - Suspension 04-28-06

Lowery, Martha Lynn - Interim Suspension 04-20-11

Madison, James T. - Suspension 05-05-09

Majors, Steven T. - Interim Suspension 06-05-12

Markham, Melinda - Suspension 03-05-12

Mask, Travis J. - Suspended 05-02-07

Mask, Travis J - Suspension 08-19-14

Masterson, Joseph P. - Interim Suspension 03-10-14

Mathers, Georgia - Suspension 05-09-13

McDonnell, Michael J. - Suspension 03-19-13

McGee, Robert D. - Suspension Stayed with Probation 10-01-13

McGoogan, Shane Ames - Interim Suspension 02-11-11

McGraw, Todd A. - Suspension 02-28-06

McKeon, Charles M. - Suspension Stayed 11-20-07

McMahon, Michele G. - Suspension 06-11-13

McShane, Brandy M. - Suspension Stayed 11-25-08

Merryman, William R. - Suspension and Probation 02-19-08

Merryman, William R. - Interim Suspension 09-09-10

Michel-Setzer, Jillana - Suspension 07-19-07

Miller, George Spencer - Suspension Stayed with Probation 12-21-10

Miller, Jeffrey L. - Suspension Stayed with Probation 05-27-14

Millett, Michael Allen - Reciprocal Suspension 06-06-11

Mintz, Robert A. - Reciprocal Suspension 06-24-14

Monroe, Richard E. - Suspension Stayed 01-29-13

Monroe, Richard E. - Suspension 01-29-13

Morse, Mindy J. - Suspension Stayed with Probation 01-25-11

Morse, Mindy J. - Probation Revocation and Suspension 09-25-12

Nadenbush, Caryn H. - Suspension 02-04-14

Nalick, Dennis F. - Suspension 04-10-06

Neisner Jr., Melvin B. - Reciprocal Suspension 05-31-11

O'Sullivan, William F. - Suspension Stayed with Probation 06-29-09

Orr, William (Bill) L. - Suspension 04-02-12

Oswald, Thomas R. Jr. - Interim Suspension 02-05-10

Parmenter, Charles A. - Interim Suspension 10-29-07

Pawloski, John J. - Suspension Stayed with Probation 05-17-2011

Peebles, Barbara T. - Suspension from Office 03-29-13

Peel, Gary E. - Interim Suspension 05-17-07

Peetz, Michael A. - Suspension Stayed with Probation 12-18-12

Pennock, Lisa M. - Reciprocal Suspension 08-14-07

Pennoyer, James Esten - Interim Suspension 12-22-09

Persley, Kathryn R. - Suspension 04-26-11

Phillips, Del F. - Suspension 08-22-06

Polk, Charles E., Jr. - Interim Suspension 06-14-06

Pruitt, Tabitha S. - Suspension stayed with probation 04-30-13

Pruitt, Tabitha S. - Suspension 02-25-14

Purdy, Dan K. - Suspension Stayed 11-24-08

Raines III, Radford Reuben - Suspension Stayed with Probation 11-28-12

Raines III, Radford R. - Suspension 02-25-14

Ratliff-Connor, Lynise M. - Suspension Stayed 09-26-06

Reynolds, Scott D. - Suspension Stayed with Probation 09-25-12

Rice, Mark A. - Interim Suspension 12-23-13

Rives, Warren Steven - Suspension 09-30-08

Robbins, Thomas R. - Suspension 11-06-12

Romious, D. Carlos - Interim Suspension 08-06-08

Roswold, James M. - Suspension Stayed with Probation 03-06-12

Sanders, Wesley E. - Suspension stayed with Probation 02-25-14

Savory, Dorothy L. - Suspension Stayed with Probation 02-04-14

Schmid, Mark R. - Interim Suspension 02-07-11

Schmidt, David - Suspension 05-29-07

Schuetz, James Anthony - Suspension Stayed with Probation 06-28-10

Selby, Michael Lee - Interim Suspension 07-20-07

Shaughnessy, Ryan S. - Suspension Stayed with Probation 06-19-09

Shumaker, Seth - Suspension 01-25-11

Sigillito, Martin T. - Interim Suspension 08-10-12

Smith, Bryan W. - Reciprocal Suspension Stayed with Probation 08-09-10

Smith, Roderick - Interim Suspension 01-23-06

Sowles, Danise K. - Suspension 02-07-06

Spence, Susan F. - Interim Suspension 06-12-06

Stark, Gary E. - Suspension 10-06-09

Stoffregen, Michael C. - Suspension 07-16-13

Sullivant, Elle - Suspension 09-25-12

Swischer, Corey M. - Suspension Stayed with Probation 05-29-12

Tate, Rufus J. Jr. - Suspension Stayed with Probation 12-24-13

Thompson, Lisa T. - Suspension 05-29-12

Thompson, Thomas K. - Suspension Stayed with Probation 12-21-12

Tolen, Eric T. - Interim Suspension 09-26-07

Toth, Timothy A. - Reciprocal Suspension 07-14-08

Truesdale, Bruce H. - Interim Suspension 05-24-06

Verett, Amanda Kelton Bradley - Suspension 12-16-08

Vincent, Scott E. - Suspension Stayed with Probation 03-31-09

Walsh, Edward F. IV - Reciprocal Suspension 09-30-08

Walsh, Ryan L. - Interim Suspension 07-17-13

Washburn, Scott Aaron - Interim Suspension 12-19-07

Watkins, Thomas - Suspension 04-11-06

Weeks, III, Paul B. - Suspension 04-09-13

Whitfield, Anthony K. - Suspension with Probation 04-21-09

Whitworth, Daniel D. - Interim Suspension 10-18-13

Wilkinson, Donald Ray - Suspension 11-21-06

Williams, Derrick R., Sr. - Suspension following Probation Revocation 01-04-08

Williams, Nathan Thomas - Suspension 04-27-07

Willis, Charles R. - Interim Suspension 06-18-13

Wilson, Alexander M. - Suspension 06-19-14

Wilson, Ryan G. - Suspension Stayed with Probation 10-18-12

Wilson, Ryan G. - Suspension after Probation Revocation 12-24-13

Witt, Jeffrey M. - Interim Suspension 12-02-13

Woodley, Patrick - Interim Suspension 04-11-06

Woodley, Patrick - Suspension 11-21-06

York, Teresa L. - Interim Suspension 01-30-14

Yorke, Jay R. - Suspension stayed with Probation

Young, Mary Ellen Trimiar - Suspension Stayed 10-17-11

Young, Mary Ellen Trimiar - Suspension 05-29-12

Yungwirth, Joseph J. - Suspension 08-23-10

Zepp, Dale D. - Interim Suspension 06-15-06

Zink, Brian - Suspension 01-27-09


Probation

Gerischer, Carrie R. - Probation 06-26-13

Harrington, Megan L. - Reciprocal discipline with probation 08-13-13

Lawrence, William E. - Probation 03-19-13

Trotter, Al Don - Probation 12-24-13


Reinstatements

Allan, John J. - Termination of Probation 03-18-11

Allan, John J. - Reinstatement with Probation 10-01-13

Andre, Patrick F. - Reinstatement 08-14-12

Baldwin, Charles K. - Reinstatement After Tax Issue 02-14-13

Baxendale, Francis G. - Reinstatement after tax issues 06-07-13

Belcher, Steven R. - Termination of Probation 05-09-08

Blackwell, Robert M. - Reinstatement after tax issue 08-02-13

Braun, Marc W. - Reinstatement with Probation 08-25-09

Braun, Marc W. - Termination of Probation 08-27-12

Brooks, Phillip A. - Termination of Probation 02-02-09

Buchli II, Richard I. - Reinstatement with probation 04-30-13

Burns, Jr., Jay R. - Reinstatement After Tax Issue 02-20-13

Butler, Edwin V. - Reinstatement After Tax Issue 03-11-13

Cahill, Valerian Clyde - Reinstatement with Probation 12-10-07
Cahill, Valerian Clyde. - Termination of probation 08-13-13

Carnes, John C. - Reinstatement 01-31-06

Carnes, Thomas R. - Termination of probation 08-13-13

Charron, John J. - Reinstatement after tax issue 08-22-13

Christiansen, Amy Marie - Reinstatement with Probation 10-23-12

Coan, Kevin T. - Reinstatement with Probation 07-12-11

Coan, Kevin T. - Termination of Probation 07-15-13

Coleman, Larry D. - Termination of Probation 03-01-11

Concannon, Stephen M. - Termination of Probation 12-19-07

Conner-Gale, Joyce M. - Reinstatement 07-03-11

Dalton, David - Termination of Probation 01-06-10

Dana, Frederick J. - Reinstatement Following Tax Issue 03-21-13

Daniels, James L. - Reinstatement with Probation 08-20-09

Daniels, James L. - Termination of Probation 04-08-11

Davis, Carleton Wayne Keith - Reinstatement 10-01-13

Davis, F. Patrick -  Reinstatement 4-30-13

Depew, Chauncey M. - Reinstatement 02-04-14

Desenberg, Carl R. - Reinstatement After Tax Issue 07-26-11

Devkota, Tarak A. - Termination of Probation 01-29-08

Devoto, Robert L. - Termination of Probation 01-28-07

Dolan, Kurt J. - Reinstatement after Tax Issue 07-09-13

Donatt, P. Michael - Reinstatement After Tax Issue 02-20-13

Dyer, Steven E. - Reinstatement with Probation 06-24-08

Dyer, Steven E. - Termination of Probation 01-13-11

Earnshaw-Hobbs, Catherine - Termination of Probation 12-24-08

Edwards, Bernard F. - Termination of Probation 02-05-13

Ehler, Renae L. - Termination of Probation 01-28-08

Evans, Steven B. - Reinstatement After Tax Issue 04-13-11

Fingerhut, David J. - Reinstatement with Probation 03-19-13

Fisher, Thomas Michael - Reinstatement 01-25-11

Fluhr, Aurora M. - Termination of Probation 10-05-12

Fluhr, Aurora Mozelle - Reinstatement with Probation 10-04-10

Gepford, Brian J. - Reinstatement After Tax Issue 03-10-11

Godfrey, David C. - Termination of Probation 08-01-08

Hanson, Michael R. - Termination of Probation 01-08-09

Harney, Dennis James - Termination of Probation 06-02-08

Harry, Venus V. Termination of Probation 01-27-14

Harvath, Gerald J. - Termination of Probation 01-10-11

Heagler, Douglas M. - Reinstatement After Tax Issue 03-22-13

Herndon, Jennifer L. - Reinstatement after tax isues 06-07-13

Hughes, Richard G. - Reinstatement with Probation 07-25-07

Hughes, Richard G. - Termination of Probation 07-28-08

Ingram, Dale L. - Reinstatement After Tax Issue 02-20-13

Jamison, Kevin L. - Termination of Probation 08-06-14

Jenkins, Stephen A. - Reinstatement 05-27-2014

Johnson, Anthony R. - Reinstatement 01-23-07

Johnson, David H. - Termination of Probation 02-08-12

Johnson, William L. - Reinstatement Following Tax Issue 03-21-13

Jones, Danielle R. - Reinstatement After Tax Issue 01-19-11

Kaley, Rebecca Allen - Reinstatement After Tax Issue 03-21-11

Kazanas, Dan J. - Reinstatement 08-14-12

Kazanas, Dan J. - Termination of Probation 08-15-14

King Jr, Roy - Termination of Probation 03-25-14

Kohn, Michael E. - Reinstatement 01-25-11

Konohia, Gerald P. - Reinstatement 12-11-06

Kuster, Michael J. - Termination of Probation 06-26-13

Lamb, Keith C. - Reinstatement After Tax Issue 04-20-11

Landman, Nathaniel M. - Reinstatement 09-25-12

Landman, Nathaniel M. - Termination of Probation 04-23-14

LaSalle, James L. - Termination of Probation 09-09-09

Lehmkuhl, Gerhardt B. - Reinstatement 09-26-06

Lewis, Collette N. - Reinstatement 06-30-08

Lewis, Steven - Reinstatement After Tax Issue 03-08-11

Mandel, Todd A. - Reinstatement after tax issue 01-21-14

Martin, Ellen Sullivan - Termination of Probation 06-02-08

Mask, Travis J. - Termination of Probation 05-11-09

McCollum, David L. - Reinstatement After Tax Issue 02-14-13

McKeon, Charles M. - Termination of Probation 11-23-09

McShane, Brandy M. - Termination of Probation 09-10-13

Merryman, William R. - Termination of Probation 02-22-10

Michel-Setzer, Jillana - Reinstatement 12-01-09

Millett, Michael A. - Reinstatement 04-29-14

Moehlman, Jason L. - Reinstatement After Tax Issue 02-07-11

Moore-Dyson, Sandra - Reinstatement with Probation 06-11-13

Moorhead, Derek R. - Reinstatment After Tax Issue 04-12-11

Nickerson, George R. - Reinstatement after tax issue 08-12-13

Noonan, Thomas J. - Termination of Probation 12-05-07

O'Sullivan, William F. - Termination of Probation 06-30-10

Parrish, Steven D. - Reinstatement After Tax Issue 05-21-13

Pawloski, John J. - Termination of Probation 03-04-14

Peetz, Michael Anthony - Termination of Probation 12-19-13

Pennock, Lisa M. - Termination of Probation 01-12-10

Phillips, Del F. - Reinstatement with Probation 07-06-07

Phillips, Del F. - Termination of Probation 11-05-08

Platke, Lee - Termination of Probation 09-05-06

Poston, Sam E. - Reinstatement 05-29-12

Poston, Sam E. - Termination of Probation 06-02-14

Purdy, Dan K. - Termination of Probation 11-26-10

Pree, James M. - Reinstatement 04-21-09

Pree, James M. - Reinstatement 05-14-13

Reeser, Robert B. - Termination of Probation 02-10-06

Reidy, Patrick M. - Reinstatement After Tax Issue 03-29-11

Reznicek, Michele - Reinstatement After Tax Issue 04-12-11

Rives, Warren Steven - Reinstatement 05-07-2009

Ross, Daniel J. - Reinstatement After Tax Issue 02-15-11

Roswold, James M. - Termination of Probation 04-19-13

Roussin, William E. - Reinstatement 04-22-09

Schmidt, David Scott - Reinstatement 07-29-10

Schultz, Peter Hutchisson, II - Reinstatement 08-04-06

Schwetye, Frederick H. - Reinstatement with Probation 12-04-06

Shaughnessy, Ryan S. - Termination of Probation 03-04-11

Shaver, Howard David - Reinstatement with Probation 12-18-07

Shaver, Howard David - Termination of Probation 12-22-08

Siedband, Isabel - Termination of Probation 01-07-09

Smith, Bryan W. - Termination of Probation 08-10-12

Smith, Grant W. - Termination of Probation 01-28-08

Smith, Melvin James - Reinstatement 08-12-2011

Stockman, Harry M. - Reinstatement 05-25-10

Swimmer, David R. - Termination of Probation 09-26-08, Amended 10-20-08

Swischer, Corey M. - Termination of Probation 06-2-14

Taliaferro, Stephen W. - Reinstatement 09-05-06

Taylor, Scott G. - Reinstatement with Probation 02-26-13

Thompson Hardge, Peggy - Reinstatement 01-25-11

Thompson, Thomas K. - Termination of Probation 12-23-13

Tolin, Josh P. - Reinstatement 11-20-12

True, Roy B. - Termination of Probation 10-31-08

Turner, Richard L. - Termination of Probation 07-30-07

Ullmann, Thomas H. - Reinstatement After Tax Issue 02-15-13

Vickers, Eric E. - Termination of Probation 03-17-10

Vickers, Eric E. - Reinstatement with Probation 06-24-08

Vincent, Scott E. - Termination of Probation 04-15-10

Wallace, James R. - Reinstatement After Tax Issue 03-05-13

Washington, John F. - Reinstatement After Tax Issue 02-24-11

Washington, John F. -Reinstatement 07-03-12

Washington, John F. - Termination of Probation 08-07-14

Watkins, Thomas D. - Termination of Probation 04-14-08

Webb, Lona L. - Reinstatement 05-29-07

Williams, Brandon L. - Reinstatement After Tax Issue 04-11-13

Brandon L. Williams - Termination of Probation 8-14-14

Williams, Lucretia - Reinstatement After Tax Issue 01-14-11

Williams, Lucretia - Reinstatement After Tax Issue 03-14-13

Winterberg, Brent Lee - Reinstatement After Tax Issue 02-07-11

Wofford, Loretta L. - Reinstatement After Tax Issue 02-19-13

Woodley, Patrick A. - Reinstatement with Probation 10-09-08

Wright, James C. - Reinstatement after tax issue 10-01-13

Young, Robert J. - Reinstatement after tax issue 01-21-14

 

 

Reprimands

Abrams, Richard A. - Reprimand 06-25-13

Allan, John J. - Reprimand 05-11-07

Alig, David R. - Reprimand 01-09-08

Armano, Kwadwo Jones - Reprimand 10-04-11

Bell, Allan H. - Reprimand 06-30-09

Bitting, Cynthia - Reprimand 10-30-07

Bobrink, Jeannie M. - Reprimand 03-06-12

Carlson, Frank K. - Reprimand 06-11-13

Carnes, Thomas R. - Reprimand 04-07-06

Carson, Lydia M. - Reprimand 02-26-13

Cheung, Keith K. - Reprimand 03-01-11

Coleman, Larry D. - Reprimand 04-15-08

Collins, Gary Lee - Reprimand 09-18-13

Crank, Donald W. - Reprimand 02-28-06

Dennis, Rebecca R. - Reprimand 07-22-09

Dibler, Dennis E. - Reprimand 01-16-07

Dill, Susan - Reprimand 01-04-10

Dods, John Clayton - Reprimand 07-15-08

Dorsey, Elbert - Reprimand 05-01-07

Dubin, Aaron - Reprimand 08-07-06

Esposito, Vincent M. - Reprimand 10-30-07

Franco, Paul S. - Reprimand 08-14-12

Glick, Thomas G. - Reprimand 11-14-11

Grammer, Susan F. - Reprimand 10-30-06

Gray, Charles William - Reprimand 02-10-09

Hass, William T. - Reprimand 10-30-07

Hasty, Paul P. Jr. - Reprimand 11-13-08

Hess, Luis - Reprimand 01-29-13

Kennedy, Francis H. Jr. - Reprimand 08-29-11

Lacks, David B. - Reprimand 02-04-14

LaSalle, James L. - Reprimand 07-12-07

Lim, Edgar F. - Reprimand 01-09-07

Lazzo, Michael Eugene - Reprimand 05-01-07

Lewright, John A. - Reprimand 12-11-08

Mandelbaum, David B. - Reprimand 01-04-08

Martin, James M. - Reprimand 04-15-08

Martin, James M. - Reprimand 04-25-11

McGee, Robert D. - Reprimand 08-13-08

Mirabile, Salvatore J. - Reprimand 10-30-07

Muller, Dennis - Reprimand 07-13-10

Niehoff, Terence W. - Reprimand 04-20-10

O'Loughlin, J. Patrick - Reprimand 10-04-11

O'Leary, Timothy J. - Reprimand 11-09-07

Pollard, W. Scott - Reprimand 05-14-07

Porzenski, Joseph J. - Reprimand 05-02-06

Quinn, John M. - Reprimand 10-30-07

Raines, Joby Jason - Reprimand 01-26-11

Rathmann, Dennis T. - Reprimand 04-17-13

Reynolds, Susan - Reprimand 06-24-08

Rich, Thomas C. - Reprimand 12-19-06

Riehn, James Michael - Reprimand 12-24-13

Ross, Daniel J. - Reprimand 07-11-11

Salmon, Steven B. - Reprimand 01-31-08

Schuetz, James - Reprimand 05-05-06

Smith, Gary W. - Reprimand 06-16-09

Stoddard, Mitchell B. - Reprimand 03-25-10

Swafford, Michael - Reprimand 09-12-08

Thiewes, Ronald C. - Reprimand 07-30-08

Thompson, Thomas K. - Reprimand 02-03-11

Thornhill, Matthew E.P. - Reprimand 09-30-08, Amended 10-06-08

Todd, William G. - Reprimand 09-19-07

Trotter, Al D. - Reprimand 03-06-12

Whitworth, Daniel D. - Reprimand 07-03-08

Williams, Cecil D. - Reprimand 10-30-07

Williams, Gregory D. - Reprimand 10-01-13

Winning, J. Patrick - Reprimand 03-11-11

Wonder, Robert E. - Reprimand 06-24-08